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Re: Theoretical vs Experimental science



Tim,
 
We seem to be going around and around. For example, your comment:
Tim Gwinn wrote: I agree that behaviors are utilized as observables in science - of course they are. However, they are not reliable indicators of cause; behaviors give hints, clues and suggestions as to possible causal underpinnings, but they do not reliably indicate them.
 
What does "indicate" mean, if not to give "hints, clues, and suggestions"? The only time behaviors are not reliable indicators of underlying causes is in the case of artificially contrived systems such as simulacra. That is my whole point: It seemed to me that you were representing my father as saying something was a general truth when he was only saying it was true in analysis of bio-mimetic simulations.
 
In dealing with natural systems, analysis of system behaviors to try to learn about the causal basis for those behaviors is the essence of science as he viewed it. But, once again: We are not just interested in the direct "causes" of these particular "effects" as we observed them at that moment, we are interested in learning about the underlying causal entailment relations which both allowed and generated this system's ability to behave that way. If a dog barks, that's a little piece of causality in the universe. We can look at causes, which can take a variety of guises. For instance; the dog barked because it heard noises that triggered an instinctive response. Or; the dog barked because of the interaction of it's breathing with its vocal cords. Or; the dog barked because of the physical forces of vocal cord vibration creating sound waves of a certain frequency that human ears are capable of perceiving, and blah, blah, blah.........
 
But why do dogs bark? What are the entailments? This is a more general question which is not connected to the particular situation, as causality is. Causes and effects are bound in time and are particular to a specific system and environment. That's the only way to really approach them; reductionistically. Frozen moments, frozen observations, fractured pieces of activity in the universe. Thus, causality piques our curiosity, generates our questions, becomes a tool for investigation of these mysteries, and a means by which to check our theoretical answers. But it doesn't give us a very comprehensive understanding of how the universe works and why it is the way it is. We need to know the causes of the causes. Ultimately, that means we need to know the underlying entailments.
 
Perhaps some additional examples might be helpful. Let's say we want to learn about why a cuttlefish is able to change its external color at will and mimic the hue and pattern of its surroundings as it travels around its natural habitat... The direct causes of this behavior (chromatophores in the skin, which create and/or accumulate different pigments stored in separate pigment sacs, which can expand and contract via voluntary muscular contraction of these pigment sacs, etc, etc) will give us some idea of why this organism is able to achieve this feat. But that kind of information is very limited in comparison with the entailments which underlie it. Entailments are far more comprehensive than "causes".
 
If we want to understand why human bodies have the organ called an appendix, when it seemingly serves no functional purpose, what shall we do? The direct causes, and even the indirect causes (genetics, embryonic development, cell differentiation, formation of the digestive system, including this organ we call an appendix) don't answer our question. What we need are the original entailments for that organ. It wouldn't be there if it wasn't entailed. If we analyze the human appendix via Aristotle's system, what does the analysis tell us? 
 
In fact, this kind of exercise can be very useful because it sheds light on what kind of contextual information is encoded into living system organization, how it's encoded, what happens when the original contextual influences (which entailed the encoding of that information) have changed, etc.
 
I think it's also instructive to pin down how Aristotle's four categories of "causation", which Robert Rosen said are actually categories of entailment, differ from analysis of direct cause-and-effect types of analysis. There's a gray area in there, somewhere, it seems to me, where the two diverge, but they do diverge. Experimental science deals mainly with causes and effects, for example. That's the province of empirics. There is so much more going on than just what we see/observe. Indeed, that's precisely where "causality" is limited.
 
Judith
 

----- Original Message -----
From: Tim Gwinn
To: ***
Sent: Friday, March 25, 2005 4:10 PM
Subject: Re: [ROSEN] Theory vs Experiment

JR:What Robert Rosen is saying in the passages that you quoted has to do with very specific situations and processes, and is not intended to be taken as a "general rule".  It is not true that, as you said; "one cannot reliably argue backwards from behaviors to causes". Under most circumstances, it is indeed reliable to do so. In fact, the process of doing so comprises the essence of theoretical science.
 
TG: If it were true that one could reason reliably from behaviors back to causes, then this would be an argument in favor the study of simulacra in science, since by such reasoning, same behaviors would reliably indicate same causes. But this is not the case: simulacra do not reliably have the same causal underpinnings as the original system, as you yourself said in a previous post.
 
I agree that behaviors are utilized as observables in science - of course they are. However, they are not reliable indicators of cause; behaviors give hints, clues and suggestions as to possible causal underpinnings, but they do not reliably indicate them.
 
Medical diagnosis, for example, is the problem of ascertaining from given symptoms what is the particular underlying cause. Such diagnosis is often difficult precisely because the behaviors, the symptoms, do not reliably indicate the particular cause. There may be a myriad of different causes which can manifest the same symptoms. It becomes a process of ruling in or out candidate causes based on more direct evidence of such causes. No one would agree to a quadruple bypass surgery based only on symptoms of chest pain. There are too many other possible causal bases for that symptom which require ruling out, as well specifically ruling in the causal basis which requires a quadruple bypass, because even exclusion of previously known other causes of such symptoms does not exhaust the possibility of the symptoms being due to some heretofore unknown cause.
 
Theoretical science is no different. It is unsound to use such reasoning except as a way of providing hints, clues and tentative possibilities. It all still goes back to the basic unsoundness of attempting to argue from necessary conditions to sufficient conditions.
 
From Rosennean Complexity:
    "In general, mimesis provides a basis for what is often called analogy between one kind of system or system behavior and another. Analogy, in general, forms a common basis for turning insights bearing on one kind of system into corresponding insights about other kinds of systems. As always, analogies rely on subsystems sharing a common description, thereby creating a surrogacy. A surrogacy between purely symbolic systems will be seen to provide the basis for what are often called parables or fables. Such a  general and broad way of relating systems or system behaviors provided some of the earliest and most pervasive approaches whereby man tried to come to terms with his worlds, and the history of human thought has shown that such analyses or mimicries must be handled very carefully. On the other hand, science itself obvioulsy constitutes a sequence of restricted mimeses (mimeses [I think he means "models" here, which he turns to in the next paragraph, not "mimeses" - TG] satisfy more detailed conditions, which we shall come to in a moment). Treated carefully, mimesis can provide important insights not otherwise available and can deepen and enrich. The hope has always been that we can enlarge our understanding while at the same time stay clear of any possibility of falling into error. Carried to an extreme, we are asking for a mechanical procedure which will produce only understanding and never generate mistakres. Not only has such a magic bullet never been glimpsed; the most powerful procedures for deepening understanding can also be the most misleading and, hence, the ones most requiring discrimination and judgement. This paradoxical situation has, in fact, not improved over the history of human thought and is not likely to in the future." [p. 60-61, bold added]
I think this clearly states the generally unsound, unreliable nature of arguing from common behaviors to common causes, and the caution required in the invocation of such reasoning. 
 
Regards,
Tim
 
 
-----Original Message-----
From: ROSEN Forum [mailto:***On Behalf Of Judith Rosen
Sent: Friday, March 25, 2005 8:07 AM
To: ***
Subject: Re: Theory vs Experiment

What Robert Rosen is saying in the passages that you quoted has to do with very specific situations and processes, and is not intended to be taken as a "general rule".  It is not true that, as you said; "one cannot reliably argue backwards from behaviors to causes". Under most circumstances, it is indeed reliable to do so. In fact, the process of doing so comprises the essence of theoretical science. Where biology is concerned, behaviors constitute the bulk of the observables of these systems.
 
When Robert Rosen is referring to something having to do with physics, he uses the word "physical". When he is referring to a system in the universe without intending to invoke physics, he uses the word "natural". He may further qualify it to specify "a material system" or what have you. But he was extremely sensitive to differentiating between "science" in general and physics, and between the natural world as it actually IS and the world as perceived by contemporary physics via their models. In his work, what this means is that he does not use the word "physical" as interchangeable with "natural".  In the cited passage, he is talking about science. He is further talking about a specific situation in science, where attempting to analyze phenomena in a certain way is "widely known to be unsound"-- widely known in science.
 
One of the points he was making is that, in such circumstances (bio-mimesis), science is doing something that they acknowledge to be unsound ("the attempt to argue from a commonality of some behavior or property backward to a commonality of causal underpinnings"), without recognizing the fact that they were doing so. He had a talent for pointing such things out, in experimental science. It was part of the counter-argument he used when attacked for engaging in "soft" science, or theory.
 
He also believed that causes and effects don't tell us everything we need to know about "causality". We need to know the underlying entailment relations.
 
Judith
(The two most seminal passages from this thread are included, below)
 
Tim Gwinn wrote: I think one general point about mimesis Rosen makes is that one cannot
reliably argue backwards from behavior (effects) to causes.[EL p. 123] The
former does not entail the latter. And an accretion of behaviors does
generically entail a particular accretion of causes. Analytic models are not
generically  the inverse of synthetic models. Thus to create something which
mimics the behavior of some original system does not entail that the mimic
therefore has the same underlying causal entailment organization - it's
causal basis - as the original system.
 
Robert Rosen in bold, Judith Rosen in brackets: "In the physical world, [meaning in the world of contemporary physics, with the current reductionistic approaches] the attempt to argue from a commonality of some behavior or property backward to a commonality of causal underpinnings [we are now a few steps removed from the behaviors  manifested by the real systems, themselves, and are talking about commonalities of behaviors; i.e., the mimicry of real system behavior manifested by the simulacra] , or more generally from an approximation to what it approximates, is widely known to be unsound."