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Re: Anticipatory Systems



Ayten,
 
The sections of Anticipatory Systems that I included into BioTheory, especially sections 1 and 3, have a great deal of discussion about social systems as complex systems and about planning; how to use "lesions from biology" to improve social and civic planning, etc. It's mostly in prose, too, so it's easier to read. As he describes, his work at the Center for the Study of Democratic Institutions was a major turning point for him, in completely unexpected ways.
 
One of the reasons biological-derived solutions are so suitable for social problems has to do with the notion of optimality. When we are looking to create a plan for a city or for a social system like education, for example, we want to create a plan that maximizes the optimality of the system when the plan is in use. One of the hallmarks of living organisms is that optimality is their primary issue, as a system. In a simple, reactive system, like the water cycle, there is no such thing as optimality. These things simply interact and have impacts on one another and there is no sense of value out of the interaction. Living system, in contrast, exploit the potential for optimality out of any context. What is negative for one species may have potential for optimality for another. Living systems also pursue what is necessary for optimality, however that is defined from within their organization. If they are low on fuel, they pursue food. If they are too near their temperature parameters (either too hot or too cold), they pursue a direction that ameliorates that.  So optimality is very much front and center in how living systems are organized, and an anticipatory mode of control increases optimality, most of the time.
 
One of the reasons this has gone unnoticed for so long (my father discusses his disgust at himself for not noticing it sooner, in those excerpts from the book) is because all living systems are dual anticipatory/reactive systems. There is purely reactive behavior and there is also a reactive component in anticipatory behavior, as well. In our temperature example, from above, an organism  senses a sub-optimal temperature and reacts, but reacts in an anticipatory manner. If there were a though process involved, it might sound like this: "Ooh, it's getting cold! If I stay here, I'm going to be in trouble soon. I better move toward warmth, now." But in a single celled organism, there is no thought process, only the "instinctive" imperatives that the encoded models provide. When humans take a species out of its native habitat, the information the encoded models provide is suboptimal, under most circumstances.
 
Organisms tend to be able to sense changes or conditions that naturally arise in their evolutionary context. So, deep sea organisms lack eyes or other sensory organs that have to do with the sunlight, or they have some means of generating light/phosphorescence, etc. A plant that evolved near the equator doesn't have any warning about winter coming when it's planted in a garden in western New York; its models are mute. So, it dies when the freeze comes, and we call them "annuals". They may be very long-lived perennials in their native habitat, but here people plant new ones every year because they die.
 
Another aspect of anticipation that is discussed in those excerpts is the fact that, in social planning or economic planning, when people argue, they argue more about things deriving from their internal models than about anything intrinsic to the situation. Religious wars and political upheaval are perfect examples of problems created by a difference between what their models have encoded in them. Humans are particularly difficult to "predict" because we are anticipatory systems within anticipatory systems; a physical one and a mental one, and each one has the reactive capability built in as well. So these many aspects all interact with one another to generate behaviors. Our mental models are far more independent of "real" time than our physical models are. This is both a strength and a weakness. The trick is to maximize the strength and minimize the weaknesses; which is one definition of optimality.
 
Judith

 
----- Original Message -----
To: ***
Sent: Saturday, February 05, 2005 3:52 AM
Subject: Re: [ROSEN] Anticipatory Systems

Dear Judith,
In reference to your following quotation and the further clarifications and information provided these days by you and Tim I have a few reflections to make:
 
"He used a high-tech camera as an example of a machine with anticipation built in. He recommended that our modes of government and city planning, social system analysis, etc, all be examined for ways to build in a "feed-forward" control system rather than purely feed-back. It's important to note that while all living systems are anticipatory they also have the capability for purely reactive behavior as well. That's something all systems possess. But anticipatory controls are superior under most circumstances because they prevent the system from entering an "error state". An ounce of prevention is worth a pound of cure!"
 
You know that I am not a biologist but am very much interested in understanding well what is still to be uncovered from those still hidden within the Rosen treasure. To make the new entry more digestable for me, I am each time interpreting every piece of concept and knowledge continuously flowing from your end (you and Tim) into my own built-in professional and personal bagage and gradually unfolding.  I usually find them compatible and reflecting my own life-time difficulty in making people around me to understand certain subtle differences in approaches which look the same on the surface. My thinking process and  my practical actions, almost all my life-long activities concerning river basin planning and implementation, have been shaped by my education, training and practising in an area which required an interdisciplinarity, building the whole as the parts relate and fit in, (as against multidisciplinarity- adding parts to make a sum)  which requires attention to relationships and growing together by influencing each other in the process towards a target, never fully reached. Interdiciplinarity deals with complex systems requiring a process approach with all the characteristics of anticipatory systems where feed-back and feed-forward are continuously operating. It is very similar to living system, with only difference it starts with a man-made starting point with a man-made endind point, but always to be revised on the way. At times initial conditions are also affected. This is also basic difference between project versus process  approach, which is in a way self-organizing, nonlinear and dynamic as well as synergistic. It is certainly never as self-organized and emergent as the nature is where the biology forms an integral part.This is certainly ideal but many times politics determines both the initial conditions and the fixed targets. This is what we are trying to replace. To go with that my personal aim is to apply my own understanding and Rosennean approach as an amplifying, correcting and maturing tool to social-ecological systems to make a dent within  the process of replacing the ongoing (declining) social paradigm with a nature/human friendly one from within.
 
This is similar to healing a failing health by improving the body's immune system or reforestation on the side of living systems and restoring an ailing historical structure growing from its own original credentials (purpose/function, shape/content.. as causations in nature).
 
This is just for you and Tim to reflect on. Please let me know if I am out of the track. Even if I am I must say how much I appreciate the work progressing in this list. 
 
My best,
Ayten
----- Original Message -----
To: ***
Sent: Thursday, February 03, 2005 5:11 PM
Subject: Re: Anticipatory Systems

Hi Jerry,
 
One of the applications for studying natural anticipatory systems is to develop the ability to create anticipatory controls for our own technological needs. He used a high-tech camera as an example of a machine with anticipation built in. He recommended that our modes of government and city planning, social system analysis, etc, all be examined for ways to build in a "feed-forward" control system rather than purely feed-back. It's important to note that while all living systems are anticipatory they also have the capability for purely reactive behavior as well. That's something all systems possess. But anticipatory controls are superior under most circumstances because they prevent the system from entering an "error state". An ounce of prevention is worth a pound of cure!
 
I would dispute that these encoded models are all in the genes, Jerry. There's so much more that's going on than just genetics.
 
Judith

----- Original Message -----
From: Jerry Zhu
To: ***
Sent: Thursday, February 03, 2005 9:54 AM
Subject: [ROSEN] Anticipatory Systems

--- Judith Rosen <***> wrote:

How the information in these internal predictive
models is encoded, how it is integrated with "real"
behavior of self/environment, how it acts on system
behavior... these are all wide open areas which are
just screaming for one of you guys to pursue.

Judith,

A robot is also qaulified as being anticipatory. It is
quit common practice to have machine learning, pattern
recognition to learn environment and anticipate
consequances of future actions so to adjust current
action. A robot can learn environment and get around
obstacles along the way.  These type of ASs are
algorithmic such as computers and they are closed in
the sense that the change of environment is
predetermined.  The description of self and
environment is syntactic. Its mechanism is deduction.

Life as being anticipatory is model-based intead of
algorithms based.  A insect changes its behavior to
adapt to evironmental change not thro genotype but
thro mutation of the genes.  New genes are created in
next generation that are hypothesis not in older
generations.  New behaviors are generated by
interpretate the new genes.  This process is inductive
and semantic.  New knowledge is created by enlarging
the understanding of environment and self thro these
new genes or hypothesis.

Jerry



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