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Re: What is closure?



Hi JohnK,
 
Thanks for the detailed response.
 
The nature of Aristotelian causes is described by Aristotle in Physics II.3, and begins:
"These distinction having been drawn, we must see if we can characterize and enumerate the various sorts of cause. For since the aim of our investigation is knowledge, and we think we have knowledge of a thing only when we can answer the question about it, 'On account of what?'...."
So, the Aristotelian causes are informational answers which depend upon what is the thing or situation of which we are asking the question "on account of what?", or more simply, "why?". If we ask "why the house?", we can cite the lumber (material cause), the builder building (efficient cause), and so on. If we ask a different question about the house (or some part of the house) we can get an entirely different set of answers.
 
Because the answers devolve entirely upon the specific "why?" question for which they are answers, we cannot directly relate the notion of "closed to material cause" (or any other cause) to "closed system". What is a material (or other) cause is depends upon what question you ask. (This is why I dislike the term 'cause' in connection with Aristotelian analysis - it tends to hide that the four 'causes' are information contextualized to the specific why? question they answer.)
 
In Rosen's (M,R)-system, an input to the system from the environment ('A' in the diagram) is a material cause to the question "why B?" (see LI p. 139) in the metabolism function "f:A->B". When Rosen says [LI p. 244] that organisms are "closed to efficient causation", he explains the relevant why? question in the subsequent sentence: "That is, if f is any component of such a system, the question "why f?" has an answer within the system, which corresponds to the category of efficient cause of f". So, "closed" in this sense is related to the existence of a loop of entailment; the ability to find all these particular informational answers to the why? question in the system diagram without leading to an infinite regress of such answers outside the system.
 
In general, though, an arbitrary system will not have an internal functional organization like an (M,R)-system, or a metabolism function to which can assign material or efficient causes in an identical manner. The informational answers depend upon the particular thing we ask about and the particular why? question we ask of it. If we have a closed adiabatic container, and ask of it: "why the conservation of heat?", then the material cause will be "because the initial energy content" (the initial state) and the efficient cause would be "because the insulation insulating". (Efficient causes are as, as Aristotle said, "the primary source of the change or the staying unchanged"; the 'cause' of the unchanging heat content is the insulating effect of the insulation.)
 
 
 
I generally agree with your paragraphs 3, 4 & 5, with a few exceptions. Where you say:
> 3. Efficient closure has to do with bringing into a system material
> processes that, in the paradigm of materially closed systems, would
> otherwise reside in the [concept of] its environment, or "outside."
I roughly agree, except for the "materially closed system". As discussed above, I'd also add that we have to specify "efficient closure" of what? That is, what why? question are the efficient causes answers to. In Rosen's case, the what was the he was talking about was the relational functional organization and the why? was about the efficient causes of the functional components in that organization.
 
 
In this line:
> This is because "outside" in the old view is the
> source of material causality, i.e., gravitation or forcings, and
> "inside" in the OLD view is the inertial thing being forced.
In the Newtonian paradigm, both conceptually and mathematically, forces are part of the environment and they act on the particle, which is described by its phase - state and velocity. In relation to the question "why the particle's state?", the forces (which must come from the environment in that paradigm) are not material cause, they are efficient cause: they are what is responsible for changing the trajectory of a particle (see LI p. 102-103). 
 
 
In these lines:
> Once we bring an outside thing that acts
> causally into an inertial system, we have internal causation - a
> violation of the old rules. What kind of causation is that? What do we
> call it? Well, it is efficient cause because it has to do with forcings
> that become part of the inertial system - it is a constructor, i..e,
> like the builder of a house living in the house.
This might sound like a quibble, but "constructor" sounds too limited. An agent acting as a "destructor" would also be an efficient cause (as Don used to say, catabolism is as important as anabolism).
 
In reference to your #5, I don't know if there is any kind of "closure" for formal or final causes. I suspect not. Aristotelian formal and final causes are answers to some particular why? question. Think of Rosen's why? question he posed for "closed to efficient cause". The thing he was asking it of was the (M,R)-system organization, and the specific aspect of that was 'why the efficient cause of each functional component in that organization?'. In order to get similar informational answers for formal and/or final causes, what is the thing of which you would be asking a why? question, and what would the specific why? question be?
 
Regards,
Tim
 
 
 


> -----Original Message-----
> From: ROSEN Forum [mailto:***]On Behalf Of John
> Kineman
> Sent: Thursday, September 16, 2004 12:39 PM
> To: ***
> Subject: Re: What is closure?
>
>
> Hi Tim & list,
>
> Thanks for the reply. I am very sorry this began as a disagreement;
> something I hadn't anticipated and was a little taken aback by. I do
> think it is important for us and the list to clarify these points
> because whenever an a-priori exclusion is taken in science, unless it
> has been well established, it blocks progress. That is why I came down
> on the statement that "there is no relationship." I then provided the
> quotes indicating Rosen's view: that they are indeed distinct forms of
> system closure, but nevertheless that they are relatable in a discussion
> (i.e., this one) of the relationship between old and new physics and in
> analyzing reasons why the later is indeed necessary.  I suggest we
> accept that position as a working hypothesis and move forward by
> actually exploring the ideas. Otherwise I am cut off from commenting -
> excluded from the court before you even hear the case.
>
> I was echoing the description of such a relationship (between these
> ideas of closure) that Schrodinger and Rosen described and saying that I
> had finally gotten it - sort of an aha. It would be nice to offer that
> experience to others on the list and to be able to do so I require an
> open minded atmosphere. I think I have discovered something in the
> literature we are all studying and I would like to share the discovery.
> If there is any ego in trying to be "right" I could, in any case, only
> make the claim now, as even a few weeks ago I didn't see it, and if it
> is not right, obviously I would like to know why. The best choice is to
> discuss the ideas and, if possible, try to imporve them. So...
>
> I would like to discuss the idea that "closed to efficient cause" is a
> direct and important extension (and expansion) of other forms of system
> closure. From my reading, which was not casual, I think that is a very
> important message if not the most important message of the first chapter
> in Essays. For clarity only (not confrontation) I should reiterate that
> I believe (strongly) that the concept of "closure" is similar in both
> cases where the word has been used - the case of thermodyamics and the
> case of efficient cause, and that Chapter 1 in Essays describes this
> similarity. If there is agreement to proceed, here is my attempt to
> outline the major points we might start out with, that perhaps will get
> us to heart of the matter.
>
> 1. Let's explore the idea that the term "closure" in both cases refers
> to causality. If that is true, then certainly they are related in at
> least that way. Here's the case: The physical concept of a closed system
> means essentially, in Aristotelian terms, "closed to material cause."
> This translates directly into conservation of energy and matter. Science
> (old physics) presumed absolute closure to material cause, which led
> naturally to the 1st law of thermo, which builds on to conservation of
> energy (part of material closure) to deduce that energy flow can only
> take place from higher to lower energy environments (hot to cold). The
> 2nd law of thermodynamics then then also implied, where the same
> principles of universal closure and resulting conservation laws require
> that (a) there can be no perpetual motion machine, because it would
> violate material closure, i.e., it would imply you can "get something
> for nothing" or something from outside the system; and (b) there must be
> a univeral increase in entropy as energy is used and thus necessarily
> flows toward lower energy states and ultimately "heat death." These are
> all logical consequences of material closure.
>
> 2. We recognize that living systems and especially organisms are not
> "closed to material cause" but instead quite open in that regard, thus
> being exceptional to the ideas stated above. While the physicist tends
> to emphasize the "larger system" in which the hope for material closure
> is retained, Rosen shows that there cannot be a "largest system" in
> which this is true. Finding one is thus the very definition of
> mechanism. In contrast, the physics of open systems [and yes, this does
> mean open to material cause], as Rosen states, is quite primitive. The
> ideal of material closure was the main paradigm of mechanistic science
> for centuries, with astonishing results regarding material properties of
> systems and little attention to open systems until recently. The physics
> of open systems - meaning systems that are open to material cause
> [implicitly matter and energy] is in large part the "new physics."
>
> 3. Efficient closure has to do with bringing into a system material
> processes that, in the paradigm of materially closed systems, would
> otherwise reside in the [concept of] its environment, or "outside." The
> importance of this simple proposal of bringing what might otherwise be
> outside, inside a system, is the critical step in expanding beyond the
> "old physics." Its importance in this regard cannot be overstated. In
> the logical progression of ideas that Schrodinger and Rosen presented,
> and which I am attempting to recapitualte and explain, we are reasoning
> from the old physics to the new. [Warning: this does not mean that the
> new physics can be "deduced" from the old, it is a logical progression
> of thought from old to that needed for understanding organisms, which
> along the way demonstrates that some of the assumptions in the old
> physics are too restrictive and must be relaxed, mainly the idea of
> absolute material closure]. If we remember that the separation of system
> from its environment is a conceptual issue in the old physics model -
> that they are not truly separate in reality - it is perhaps easier to
> see that the "trick" of bringing something of the outside, inside, is
> what violates the old physics assumptions and creates "causal loops"
> that cannot be represented without generating mathematical
> impredicativities. This is because "outside" in the old view is the
> source of material causality, i.e., gravitation or forcings, and
> "inside" in the OLD view is the inertial thing being forced. The whole
> thought system cannot have things forcing themselves, and thus must
> preserve insides and outsides. Once we bring an outside thing that acts
> causally into an inertial system, we have internal causation - a
> violation of the old rules. What kind of causation is that? What do we
> call it? Well, it is efficient cause because it has to do with forcings
> that become part of the inertial system - it is a constructor, i..e,
> like the builder of a house living in the house.
>
> 4. The reason this "trick" has not been perceived as important in the
> old view is that it strongly believes in being able to fractionate
> systems for analysis. So, what has been internalized is not regarded as
> part of the inertial object - it is analytically fractioned away as an
> outside force when that aspect is studied, or as an inside inertia when
> that aspect is studied. The problem is that these two fractions cannot
> then be combined meaningfully, and that is the part of science that was
> simply not developed. Hence, the old view has been preserved as a
> "valid" analysis, with "valid" meaning mechanically valid, and the
> closed loop causalities treated as a problem that has not yet been
> solved. This left plenty of room for substituting belief for knowledge
> by assuming that the old paradigm could indeed eventually be used to
> untangle the closed loops, but it can't be.
>
> 5. These are the basic beginning that take us as far as considering
> efficient closure. In other posts I suggested there might also be a
> discussion of formal and final closure, and that those very distinct
> kinds of closure may also be relatable to these ideas. That, I
> suggested, might be why Rosen later saw fit to say there are potentially
> more issues in establishing a "sufficient" explanation of organisms and
> hence presenting efficient cause as only a "necessary" element.
>
> OK, that's about as good as I can do explaianing the ideas - what I get
> from Ch 1. Any aha's? Or do I get the boot?
>
> JJK