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Re: Landauer and Bellman critique



Tim,

That is such an excellent critique - you should publish it!
I am serious - it would make a major contribution and help
spread the word.

Also, I have not forgetten the letter to Nature as reply to
Ottini's article on engineering complex systems. I have your
and Judith's revisions to my draft and still plan to merge
them and send back to ya'll.

Dan


Tim Gwinn wrote:
Well, I finished reading this paper by Landauer and Bellman (LB).
Unfortunately, as far as I am concerned, it is perhaps useful only
insofar as it exemplifies ways in which a newcomer to Rosen might
misunderstand him.

LB take as their point of departure the (M,R)-system model:

    "We start with the description from [Essays on Life Itself] of a
    model of living systems, his (M,R)-systems, since it gives the
    clearest description of what Rosen intended to do. Then *we explain
    the equational distinction* from [Life Itself], and discuss its
    implications. Finally, we describe our example solutions to the
    equations from three areas of Mathematics, to show that *equational
    distinction* does not work."[p. 60, bold added]


At this point, LB have already erred. LB have mistakenly interpreted the /relational mappings/ in the (M,R)-system diagram as /equations/ (see bolded in quote above). They spend p. 61 describing how the "equational formulation" is wrong. They clearly do not understand the entire concept of relational models. For example, here is their supposedly damning conclusion of this discussion:

    "Since metabolism and repair change an organism, we should actually
    expect the function /f/ that comes out of /p(b)/ to be different
    that the one that goes into /b(f)/ and transforms /a/ to /b/, since
    the process is actually unfolded in time (this is the "helical"
    argument). This modeling approach, however, projects all of time
    into a single point." [p. 61]


That is, they argue that the specific /f/ that is acting as the function of metabolism cannot be the same /f /is being output by the repair process at a given moment in time. Hence, the logic behind the model must be faulty. However, relational models are precisely /atemporal/ representations of relations. (This is why chapter 5 of /*Life Itself*/ is conspicuously entitled "Entailment Without States: Relational Biology".) Near the beginning of chapter 5, Rosen clearly states:

    "On the formal side, we shall see that the inferential structure
    characteristic of relational biology is much richer than, and at the
    same time very different from, the formalisms we have considered
    heretofore. Our systems are assigned /no states/, /no environments/,
    /and there is no recursion/." [LI p. 109, ital. orig.]


This is later reiterated. After describing the basics of relational models, Rosen contrasts the relational approach with the Newtonian, state-based approach:

    "In the relational approach, on the other hand, the situation is
    quite different. As I have developed it so far, there is no time
    parameter, no states, no state transition sequences.  There are only
    components (mappings), and the organizations, the abstract block
    diagrams, which can be built from them." [LI p. 134]


Thus, it is entirely erroneous for LB to interpret relational models, such as the (M,R)-system, as an "equational formulation". They do not address their argument to a relational model, but instead to what they think is a set of equations. Therefore, their main argument and their main point is entirely invalid.


LB demonstrates another lack of understanding of Rosen in sec 2.6 of their paper after summarizing their main argument, when they say:

    "More importantly, this [Rosen's approach] is probably not the right
    approach. After all, claims that complexity is non-computable
    contradict claims that formal systems are computable, since
    computability is only defined for formal systems, and cannot be
    proven or even properly defined for non-formal systems. There are
    many such confusions in the literature." [p. 65]

 Again, by misinterpreting relational models as predicative equations,
LB mistakenly asserts that these models are thus computable (by virtue
of being formal systems). They further suggest that Rosen is claiming
that non-computability is a property of the organism, rather than of the
formal model, and so Rosen must be confused, since it is rightly
nonsensical to speak of computability of non-formal systems (such as
organisms).  On the contrary, it is LB who is confused. Rosen is quite
clear that computability criteria apply to the /models/, not to the
organism:

    "I call a material system with only computable models a /simple
    system/ or /mechanism/. A system that is not simple in this sense, I
    call /complex/. A complex system must possess noncomputable models."
    [EL p. 325]



In their next section, LB spend 3 pages discussion analytic vs.
synthetic models. They state at the beginning of the section that "we
describe some other difficulties with the Theoretical Biology program as
stated...". [p. 66] It is unclear why LB perform this exercise, since,
in fact, they end up restating the same conclusion that Rosen makes in
ch. 6 of /*Life Itself.*/ Namely, that there are generically far more
analytic models than synthetic models to a system.

As best I can discern, LB seem to provide this argument because they
mistakenly think Rosen is arguing that a "largest model" is the
universal case: that analytic models are always only the inverse of
synthetic models. Nothing could be more wrong. Rosen remarks near the
beginning of his chapter on analytic and synthetic models:

    "In a sense, it is the thrust of this entire work that this
    hypothesis of analysis = synthesis must be dropped. Above all, it
    must be dropped if we are to do biology, and hence a fortiori, it
    must be dropped if we are to do physics. By dropping it, we enter a
    new realm of system, which I call /complex/, and which in certain
    sense needs to have no synthetic models at all. The distinction
    between relational and Newtonian models of natural systems will
    become crucial here, because as we shall see, the former extend to
    the realm of complex systems, while the latter cannot." [LI p. 154]

LB clearly do not realize the consequences of dropping the "analytic =
synthesis" hypothesis (consequences which lead directly to Rosennean
complexity), even though they (apparently unwittingly) agree with Rosen
that such a hypothesis is unwarranted by purely formal considerations.

All in all, I find that this paper by Landauer and Bellman fails to
comprehend the fundamentals of Rosen's relational modeling concepts, the
import of Rosen's discussion of analytic vs. synthetic models, Rosen's
use of computability criteria of models, as well as Rosen's concept of
complexity. Their paper misinterprets these concepts and their arguments
are directed against those misinterpretations. As such, their paper
offers no legitimate argument and thus no damage to Rosen's actual
concepts; but by its gross misstatements, this paper does a disservice
to Rosen's work.

Regards,
Tim